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Current Regulations in ASPEN Survey

The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program (Automated Survey Processing ENvironment).

State Regulations

These regulations, combined with the findings, print as the State Form, which is given to the facility.

Last Update -- February 6, 2020

Version Facility/Service Type Aspen ID Effective Date
A-4.02 Abortion Clinic E9GS 11/07/2016
D-2.06 Adult Day Care (Licensure) 44JQ 10/07/2019
F-2.03 Adult Family Care Home 25L3 09/08/2020
M-3.04 Ambulatory Surgical Center W9Z6 07/08/2019
A-4.11 Assisted Living Facility (includes ALF, ECC, LNS, and LMH Licensure Deficiencies) J4VR 09/08/2020
B-5.03 Baker Act Enforcement Regulations GX6Q 08/31/2020
B-2.03 Birth Centers 2N5R 08/06/2019
C-2.07 Core Licensure Regulations (used in conjunction with licensure surveys) Z3H5 08/31/2020
C-2.01 CSU and SRT Facilities 3I4T 09/08/2020
U-2.02 Health Care Clinics W6W8 07/08/2019
P-1.04 Health Care Services Pools UODM 02/26/2018
H-7.05 Home Health Agencies 2FLG 08/31/2020
O-3.03 Home Medical Equipment RS2M 11/07/2016
N-1.00 Homes for Special Services 91TZ 08/12/2019
I-1.06 Homemaker Companion Services JK70 09/10/2018
T-2.02 Hospice NMHH 10/07/2019
H-6.05 Hospital Licensure QCOW 09/08/2020
I-4.02 ICF/IID Regulations HUZY 09/08/2020
K-11.00 Life Safety Code for Ambulatory Surgical Centers HJRR 11/25/2019
K-10.00 Life Safety Code for Birth Centers XNSU 03/04/2019
K-4.01 Life Safety Code for Hospice HQK2 11/25/2019
K-10.00 Life Safety Code for Hospitals GHWF 11/25/2019
Y-1.00 Life Safety Code for ICF/IID Health YC7J 10/14/2019
Y-1.02 Life Safety Code for ICF/IID Existing 29DG 10/21/2019
Y-2.01 Life Safety Code for ICF/IID New 15SD 10/21/2019
K-6.00 Life Safety Code for Licensed Only Nursing Homes YYUZ 03/04/2019
G-3.02 Nurse Registry Licensure TV01 01/01/2020
N-4.08 Nursing Home Licensure K55X 09/08/2020
B-2.00 Organ, Tissue and Eye HX0E 04/06/2018
Q-2.02 Prescribed Pediatric Ext Care SKTN 01/20/2020
R-3.02 Residential Treatment Facility S2SE 09/08/2020
C-2.00 Residential Treatment Center for Children & Adolescents F076 10/01/2016
T-2.02 Toxicology 8YEZ 08/06/2019
T-4.04 Transitional Living Facility N81J 09/08/2020

Federal Regulations

Last Update -- January 9, 2020

These regulations, combined with the findings, print as the CMS-2567 Form, which is given to the facility.

Version Facility/Service Type Aspen ID Effective Date
A-28.00 Acute Care Hospital FA28 11/29/2019
Q-10.01 Ambulatory Surgical Centers FQ10 11/29/2019
D-09.03 CLIA Regulations FD05 08/19/2020
M-02.00 Community Mental Health Center 3802 01/25/2020
I-10.01 Comp Outpatient Rehab Facility (CORF) FC10 11/29/2019
C-10.00 Critical Access Hospitals 6R94 11/29/2019
E-1.02 Emergency Preparedness EP01 11/29/2019
V-11.01 End Stage Renal Disease FV11 11/29/2019
G-11.02 Home Health Agencies D101 11/29/2019
L-04.01 Hospice ZZ08 11/29/2019
W-08.00 ICF/IID Regulations FW03 11/15/2017
F-16.04 Long Term Care Facilities FF11 08/26/2020
K-03.02 LSC 2012 ASC and ESRD Existing K309 01/22/2018
K-02.02 LSC 2012 ASC and ESRD New K310 01/22/2018
K-03.03 LSC 2012 Health Existing K307 01/22/2018
K-03.02 LSC 2012 Health New K308 01/22/2018
K-04.00 LSC 2012 ICF/IID Existing K313 01/22/2018
K-04.00 LSC 2012 ICF/IID New K314 01/22/2018
Z-03.00 Organ Procurement FZ05 09/12/2018
I-10.00 Outpatient Physical Therapy FT10 11/15/2017
H-06.01 Portable X-Ray Requirements QYN6 11/29/2019
N-02.00 Psychiatric Residential Treatment Facilities Q601 11/28/2014
R-04.00 Relig Nonmed Healthcare Instit Z603 011/29/2019
J-09.01 Rural Health Clinics FJ09 11/29/2019
X-03.00 Transplant Centers FX03 11/29/2019
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