Current Regulations in ASPEN Survey

The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program (Automated Survey Processing ENvironment).

State Regulations

These regulations, combined with the findings, print as the State Form, which is given to the facility.

Last Update: January 4, 2018

Version Facility/Service Type Aspen ID Effective Date
A-4.02 Abortion Clinic E9GS 11/07/2016
D-2.04 Adult Day Care (Licensure) ZJWR 05/30/2017
F-2.01 Adult Family Care Home MEOI 11/07/2016
M-3.02 Ambulatory Surgical Center PHPS 01/15/2018
A-4.03 Assisted Living Facility (includes ALF, ECC, LNS, and LMH Licensure Deficiencies) 05JU 11/07/2016
B-5.01 Baker Act Enforcement Regulations X1GM 10/01/2016
B-2.02 Birth Centers 9OU1 11/07/2016
L-2.04 Clinical Laboratory Licensure 4W92 11/07/2016
C-2.02 Core Licensure Regulations (used in conjunction with licensure surveys) RRE2 09/01/2016
C-2.00 CSU and SRT Facilities OC04 11/01/2016
E-1.00 Eyebanks U17B 12/14/2001
U-2.01 Health Care Clinics DLRT 11/07/2016
P-1.03 Health Care Services Pools C3LP 11/07/2016
H-7.02 Home Health Agencies BTX8 11/07/2016
O-3.02 Home Medical Equipment RS2M 11/07/2016
I-1.04 Homemaker Companion Services WCK4 11/07/2016
T-2.01 Hospice FVY1 11/07/2016
H-6.00 Hospital Licensure 3Q47 10/01/2016
I-3.00 ICF/IID Regulations H7XE 10/01/2016
K-10.00 Life Safety Code for Ambulatory Surgical Centers 91G0 05/01/2017
K-9.00 Life Safety Code for Birth Centers QOQQ 05/01/2017
K-4.00 Life Safety Code for Hospice VR6D 05/01/2017
K-9.00 Life Safety Code for Hospitals UFGJ 05/01/2017
Y-1.01 Life Safety Code for ICF/IID Existing J930 08/01/2017
Y-2.00 Life Safety Code for ICF/IID New 44Q3 08/01/2017
K-5.00 Life Safety Code for Licensed Only Nursing Homes BBGR 06/12/2017
P-2.01 Multiphasic Health Testing Center B0KS 11/07/2016
G-3.01 Nurse Registry Licensure 94IW 11/07/2016
N-4.04 Nursing Home Licensure JET5 05/01/2017
O-1.00 Organ Procurement Organization VY71 12/14/2001
Q-2.01 Prescribed Pediatric Ext Care LY7I 11/07/2016
R-3.01 Residential Treatment Facility 3JQ0 01/15/2018
C-2.00 Residential Treatment Center for Children & Adolescents F076 05/30/2017
T-1.01 Tissue Banks 9F2G 12/14/2001
T-2.01 Toxicology JPJI 11/01/2010
T-4.02 Transitional Living Facility ZFNQ 01/15/2018

Federal Regulations

Last Update -- January 8, 2018

These regulations, combined with the findings, print as the CMS-2567 Form, which is given to the facility.

Version Facility/Service Type Aspen ID Effective Date
A-25.00 Acute Care Hospital FA24 03/25/2017
Q-09.00 Ambulatory Surgical Centers FQ08 11/15/2017
D-09.01 CLIA Regulations FD05 11/01/2016
M-01.00 Community Mental Health Center 3801 10/29/2014
I-10.00 Comp Outpatient Rehab Facility (CORF) FC09 11/15/2017
C-07.00 Critical Access Hospitals 6R90 11/15/2017
E-1.00 Emergency Preparedness EP01 11/15/2017
V-11.00 End Stage Renal Disease FV10 11/15/2017
G-10.05 Home Health Agencies D10F 03/01/2010
L-03.03 Hospice ZZ7C 11/01/2009
W-08.00 ICF/IID Regulations FW02 11/15/2017
F-16.00 Long Term Care Facilities FF11 11/28/2017
K-03.01 LSC 2012 ASC and ESRD Existing K309 11/30/2016
K-02.01 LSC 2012 ASC and ESRD New K310 11/30/2016
K-03.02 LSC 2012 Health Existing K307 11/30/2016
K-03.01 LSC 2012 Health New K308 11/15/2017
K-03.01 LSC 2012 ICF/IID Existing K311 11/30/2016
K-03.00 LSC 2012 ICF/IID New K312 11/30/2016
Z-02.01 Organ Procurement FZ02 09/02/2015
I-10.00 Outpatient Physical Therapy FT09 11/15/2017
H-06.00 Portable X-Ray Requirements QYN6 05/29/2003
B-05.01 Psychiatric Hospitals FB01 09/02/1996
N-02.00 Psychiatric Residential Treatment Facilities Q601 11/28/2014
R-02.00 Relig Nonmed Healthcare Instit Z6JO 11/15/2017
J-08.00 Rural Health Clinics FJ07 11/15/2017
X-02.01 Transplant Centers FX02 08/12/2014