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Current Regulations in ASPEN Survey

The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program (Automated Survey Processing ENvironment).

State Regulations

These regulations, combined with the findings, print as the State Form, which is given to the facility.

Last Update -- April 8, 2021

Version Facility/Service Type Aspen ID Effective Date
A-4.03 Abortion Clinic 7D8R 10/05/2020
D-2.06 Adult Day Care (Licensure) 44JQ 10/07/2019
F-2.04 Adult Family Care Home U7ZJ 11/16/2020
M-3.04 Ambulatory Surgical Center W9Z6 07/08/2019
A-4.13 Assisted Living Facility (includes ALF, ECC, LNS, and LMH Licensure Deficiencies) W0NS 11/16/2020
B-5.03 Baker Act Enforcement Regulations GX6Q 08/31/2020
B-2.03 Birth Centers 2N5R 08/06/2019
C-2.08 Core Licensure Regulations (used in conjunction with licensure surveys) ZWRG 04/05/2021
C-2.02 CSU and SRT Facilities 3Y8W 11/16/2020
U-2.02 Health Care Clinics W6W8 07/08/2019
P-1.04 Health Care Services Pools UODM 02/26/2018
H-7.06 Home Health Agencies THGM 10/05/2020
O-3.03 Home Medical Equipment RS2M 11/07/2016
N-1.02 Homes for Special Services S8KJ 04/05/2021
I-1.06 Homemaker Companion Services JK70 09/10/2018
T-2.02 Hospice NMHH 10/07/2019
H-6.06 Hospital Licensure SM9X 11/16/2020
I-4.04 ICF/IID Regulations O28L 11/16/2020
K-11.00 Life Safety Code for Ambulatory Surgical Centers HJRR 11/25/2019
K-10.00 Life Safety Code for Birth Centers XNSU 03/04/2019
K-4.01 Life Safety Code for Hospice HQK2 11/25/2019
K-10.00 Life Safety Code for Hospitals GHWF 11/25/2019
Y-1.00 Life Safety Code for ICF/IID Health YC7J 10/14/2019
Y-1.02 Life Safety Code for ICF/IID Existing 29DG 10/21/2019
Y-2.01 Life Safety Code for ICF/IID New 15SD 10/21/2019
K-6.00 Life Safety Code for Licensed Only Nursing Homes YYUZ 03/04/2019
G-3.03 Nurse Registry Licensure VR0V 10/05/2020
N-4.09 Nursing Home Licensure SDXJ 11/16/2020
B-2.00 Organ, Tissue and Eye HX0E 04/06/2018
Q-2.02 Prescribed Pediatric Ext Care SKTN 01/20/2020
R-3.03 Residential Treatment Facility HQHF 11/16/2020
C-2.00 Residential Treatment Center for Children & Adolescents F076 10/01/2016
T-2.02 Toxicology 8YEZ 08/06/2019
T-4.06 Transitional Living Facility EIEY 04/05/2021

Federal Regulations

Last Update -- January 28, 2021

These regulations, combined with the findings, print as the CMS-2567 Form, which is given to the facility.

Version Facility/Service Type Aspen ID Effective Date
A-28.00 Acute Care Hospital FA28 11/29/2019
Q-10.01 Ambulatory Surgical Centers FQ10 11/29/2019
D-09.03 CLIA Regulations FD05 08/19/2020
M-02.00 Community Mental Health Center 3802 01/25/2020
I-10.01 Comp Outpatient Rehab Facility (CORF) FC10 11/29/2019
C-10.00 Critical Access Hospitals 6R94 11/29/2019
E-1.02 Emergency Preparedness EP01 11/29/2019
V-11.01 End Stage Renal Disease FV11 11/29/2019
G-12.00 Home Health Agencies D102 12/21/2020
L-04.01 Hospice ZZ08 11/29/2019
W-08.00 ICF/IID Regulations FW03 11/15/2017
F-16.04 Long Term Care Facilities FF11 08/26/2020
K-03.02 LSC 2012 ASC and ESRD Existing K309 01/22/2018
K-02.02 LSC 2012 ASC and ESRD New K310 01/22/2018
K-03.03 LSC 2012 Health Existing K307 01/22/2018
K-03.02 LSC 2012 Health New K308 01/22/2018
K-04.00 LSC 2012 ICF/IID Existing K313 01/22/2018
K-04.00 LSC 2012 ICF/IID New K314 01/22/2018
Z-03.00 Organ Procurement FZ05 09/12/2018
I-10.00 Outpatient Physical Therapy FT10 11/15/2017
H-06.01 Portable X-Ray Requirements QYN6 11/29/2019
N-02.00 Psychiatric Residential Treatment Facilities Q601 11/28/2014
R-04.00 Relig Nonmed Healthcare Instit Z603 011/29/2019
J-09.01 Rural Health Clinics FJ09 11/29/2019
X-03.00 Transplant Centers FX03 11/29/2019
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