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Current Regulations in ASPEN -- Survey

The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program (Automated Survey Processing ENvironment).

State Regulations

These regulations, combined with the findings, print as the State Form, which is given to the facility.

Last Update -- November 17, 2023

Version Facility/Service Type Aspen ID Effective Date
A-4.07 Abortion Clinic C1VG 07/05/2022
D-2.06 Adult Day Care (Licensure) 44JQ 10/07/2019
F-2.05 Adult Family Care Home 1RS6 02/18/2022
M-3.05 Ambulatory Surgical Center MHMK 11/01/2021
A-4.19 Assisted Living Facility (includes ALF, ECC, LNS, and LMH Licensure Deficiencies) B2RJ 11/04/2022
B-5.04 Baker Act Enforcement Regulations XGBB 07/05/2022
B-2.06 Birth Centers TTI4 01/03/2023
C-2.14 Core Licensure Regulations (used in conjunction with licensure surveys) P8XG 04/11/2022
C-2.02 CSU and SRT Facilities 3Y8W 11/16/2020
U-2.03 Health Care Clinics LDZC 08/30/2021
P-1.04 Health Care Services Pools UODM 02/26/2018
H-7.09 Home Health Agencies 3EIC 07/05/2022
O-3.03 Home Medical Equipment RS2M 11/07/2016
N-1.02 Homes for Special Services S8KJ 04/05/2021
I-1.07 Homemaker Companion Services QNXG 09/07/2021
T-2.02 Hospice NMHH 10/07/2019
H-6.11 Hospital Licensure 8N9F 01/17/2023
I-4.05 ICF/IID Regulations HF1D 08/30/2021
K-11.01/td> Life Safety Code for Ambulatory Surgical Centers ESBI 01/17/2023
K-10.01 Life Safety Code for Birth Centers T8E9 09/26/2022
K-4.02 Life Safety Code for Hospice DK30 09/26/2022
K-10.01 Life Safety Code for Hospitals BHC8 01/17/2023
Y-1.02 Life Safety Code for ICF/IID Health Y7K2 01/17/2023
Y-1.03 Life Safety Code for ICF/IID Existing 7OUC 01/17/2023
Y-2.02 Life Safety Code for ICF/IID New 512K 01/17/2023
K-6.01 Life Safety Code for Licensed Only Nursing Homes FLF1 01/17/2023
G-3.04 Nurse Registry Licensure SQET 09/07/2021
N-4.14 Nursing Home Licensure IUK5 07/05/2022
B-2.01 Organ, Tissue and Eye V48Q 11/01/2021
Q-2.03 Prescribed Pediatric Ext Care RTVL 04/19/2021
R-3.03 Residential Treatment Facility HQHF 11/16/2020
C-2.00 Residential Treatment Center for Children & Adolescents F076 10/01/2016
T-2.02 Toxicology 8YEZ 08/06/2019
T-4.06 Transitional Living Facility EIEY 04/05/2021

Federal Regulations

Last Update -- January 26, 2022

These regulations, combined with the findings, print as the CMS-2567 Form, which is given to the facility.

Version Facility/Service Type Aspen ID Effective Date
A-28.02 Acute Care Hospital FA28 01/28/2022
Q-10.02 Ambulatory Surgical Centers FQ10 01/28/2022
D-09.03 CLIA Regulations FD05 08/19/2020
M-02.01 Community Mental Health Center 3802 01/28/2022
I-10.02 Comp Outpatient Rehab Facility (CORF) FC10 01/28/2022
C-11.01 Critical Access Hospitals 6R95 01/28/2022
E-1.03 Emergency Preparedness EP01 03/27/2020
V-11.02 End Stage Renal Disease FV11 01/28/2022
G-12.00 Home Health Agencies D102 12/21/2020
L-04.02 Hospice ZZ08 01/28/2022
W-09.01 ICF/IID Regulations FW04 01/28/2022
F-16.06 Long Term Care Facilities FF11 01/28/2022
K-03.02 LSC 2012 ASC and ESRD Existing K309 01/22/2018
K-02.02 LSC 2012 ASC and ESRD New K310 01/22/2018
K-03.03 LSC 2012 Health Existing K307 01/22/2018
K-03.02 LSC 2012 Health New K308 01/22/2018
K-04.00 LSC 2012 ICF/IID Existing K313 01/22/2018
K-04.00 LSC 2012 ICF/IID New K314 01/22/2018
Z-03.00 Organ Procurement FZ05 09/12/2018
I-10.01 Outpatient Physical Therapy FT10 01/28/2022
H-06.01 Portable X-Ray Requirements QYN6 11/29/2019
N-02.01 Psychiatric Residential Treatment Facilities Q601 01/28/2022
R-04.00 Relig Nonmed Healthcare Instit Z603 011/29/2019
J-09.02 Rural Health Clinics FJ09 01/28/2022
X-03.00 Transplant Centers FX03 11/29/2019