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Current Regulations in ASPEN Survey

The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program (Automated Survey Processing ENvironment).

State Regulations

These regulations, combined with the findings, print as the State Form, which is given to the facility.

Last Update --September 09, 2021

Version Facility/Service Type Aspen ID Effective Date
A-4.04 Abortion Clinic K66J 08/30/2021
D-2.06 Adult Day Care (Licensure) 44JQ 10/07/2019
F-2.04 Adult Family Care Home U7ZJ 11/16/2020
M-3.04 Ambulatory Surgical Center W9Z6 07/08/2019
A-4.15 Assisted Living Facility (includes ALF, ECC, LNS, and LMH Licensure Deficiencies) IX66 09/09/2021
B-5.03 Baker Act Enforcement Regulations GX6Q 08/31/2020
B-2.04 Birth Centers JP2V 09/07/2021
C-2.11 Core Licensure Regulations (used in conjunction with licensure surveys) ZGR0 07/12/2021
C-2.02 CSU and SRT Facilities 3Y8W 11/16/2020
U-2.03 Health Care Clinics LDZC 08/30/2021
P-1.04 Health Care Services Pools UODM 02/26/2018
H-7.07 Home Health Agencies 50QP 05/24/2021
O-3.03 Home Medical Equipment RS2M 11/07/2016
N-1.02 Homes for Special Services S8KJ 04/05/2021
I-1.07 Homemaker Companion Services QNXG 09/07/2021
T-2.02 Hospice NMHH 10/07/2019
H-6.08 Hospital Licensure 339X 08/30/2021
I-4.05 ICF/IID Regulations HF1D 08/30/2021
K-11.00 Life Safety Code for Ambulatory Surgical Centers HJRR 11/25/2019
K-10.00 Life Safety Code for Birth Centers XNSU 03/04/2019
K-4.01 Life Safety Code for Hospice HQK2 11/25/2019
K-10.00 Life Safety Code for Hospitals GHWF 11/25/2019
Y-1.00 Life Safety Code for ICF/IID Health YC7J 10/14/2019
Y-1.02 Life Safety Code for ICF/IID Existing 29DG 10/21/2019
Y-2.01 Life Safety Code for ICF/IID New 15SD 10/21/2019
K-6.00 Life Safety Code for Licensed Only Nursing Homes YYUZ 03/04/2019
G-3.04 Nurse Registry Licensure SQET 09/07/2021
N-4.11 Nursing Home Licensure KG7U 09/07/2021
B-2.00 Organ, Tissue and Eye HX0E 04/06/2018
Q-2.03 Prescribed Pediatric Ext Care RTVL 04/19/2021
R-3.03 Residential Treatment Facility HQHF 11/16/2020
C-2.00 Residential Treatment Center for Children & Adolescents F076 10/01/2016
T-2.02 Toxicology 8YEZ 08/06/2019
T-4.06 Transitional Living Facility EIEY 04/05/2021

Federal Regulations

Last Update -- September 09, 2021

These regulations, combined with the findings, print as the CMS-2567 Form, which is given to the facility.

Version Facility/Service Type Aspen ID Effective Date
A-28.01 Acute Care Hospital FA28 05/01/2021
Q-10.01 Ambulatory Surgical Centers FQ10 11/29/2019
D-09.03 CLIA Regulations FD05 08/19/2020
M-02.00 Community Mental Health Center 3802 01/25/2020
I-10.01 Comp Outpatient Rehab Facility (CORF) FC10 11/29/2019
C-11.00 Critical Access Hospitals 6R95 05/01/2021
E-1.03 Emergency Preparedness EP01 03/27/2020
V-11.01 End Stage Renal Disease FV11 11/29/2019
G-12.00 Home Health Agencies D102 12/21/2020
L-04.01 Hospice ZZ08 11/29/2019
W-09.00 ICF/IID Regulations FW04 07/20/2021
F-16.05 Long Term Care Facilities FF11 05/21/2021
K-03.02 LSC 2012 ASC and ESRD Existing K309 01/22/2018
K-02.02 LSC 2012 ASC and ESRD New K310 01/22/2018
K-03.03 LSC 2012 Health Existing K307 01/22/2018
K-03.02 LSC 2012 Health New K308 01/22/2018
K-04.00 LSC 2012 ICF/IID Existing K313 01/22/2018
K-04.00 LSC 2012 ICF/IID New K314 01/22/2018
Z-03.00 Organ Procurement FZ05 09/12/2018
I-10.00 Outpatient Physical Therapy FT10 11/15/2017
H-06.01 Portable X-Ray Requirements QYN6 11/29/2019
N-02.00 Psychiatric Residential Treatment Facilities Q601 11/28/2014
R-04.00 Relig Nonmed Healthcare Instit Z603 011/29/2019
J-09.01 Rural Health Clinics FJ09 11/29/2019
X-03.00 Transplant Centers FX03 11/29/2019
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