Current Regulations in ASPEN Survey

The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program (Automated Survey Processing ENvironment).

State Regulations

These regulations, combined with the findings, print as the State Form, which is given to the facility.

Last Update: November 4, 2016

Version Facility/Service Type Aspen ID Effective Date
A-4.02 Abortion Clinic E9GS 11/07/2016
D-2.02 Adult Day Care (Licensure) H0FQ 11/07/2016
F-2.01 Adult Family Care Home MEOI 11/07/2016
M-3.01 Ambulatory Surgical Center 3CZ9 11/07/2016
A-4.03 Assisted Living Facility (includes ALF, ECC, LNS, and LMH Licensure Deficiencies) 05JU 11/07/2016
B-5.01 Baker Act Enforcement Regulations X1GM 10/01/2016
B-2.02 Birth Centers 9OU1 11/07/2016
L-2.04 Clinical Laboratory Licensure 4W92 11/07/2016
C-2.02 Core Licensure Regulations (used in conjunction with licensure surveys) RRE2 09/01/2016
C-2.00 CSU and SRT Facilities OC04 11/01/2016
E-1.00 Eyebanks U17B 12/14/2001
U-2.01 Health Care Clinics DLRT 11/07/2016
P-1.03 Health Care Services Pools C3LP 11/07/2016
H-7.02 Home Health Agencies BTX8 11/07/2016
O-3.02 Home Medical Equipment RS2M 11/07/2016
I-1.04 Homemaker Companion Services WCK4 11/07/2016
T-2.01 Hospice FVY1 11/07/2016
H-6.00 Hospital Licensure 3Q47 10/01/2016
I-3.00 ICF/IID Regulations H7XE 10/01/2016
K-9.01 Life Safety Code for Ambulatory Surgical Centers 5C6V 04/17/2015
K-8.01 Life Safety Code for Birth Centers WTNX 04/17/2015
K-3.01 Life Safety Code for Hospice RY0Y 04/17/2015
K-8.02 Life Safety Code for Hospitals LO5W 04/17/2015
K-3.01 Life Safety Code for Licensed Only Nursing Homes OQ6E 04/17/2015
P-2.01 Multiphasic Health Testing Center B0KS 11/07/2016
G-3.01 Nurse Registry Licensure 94IW 11/07/2016
N-4.03 Nursing Home Licensure IDSO 11/07/2016
O-1.00 Organ Procurement Organization VY71 12/14/2001
Q-2.01 Prescribed Pediatric Ext Care LY7I 11/07/2016
R-2.02 Residential Treatment Facility H7BF 05/16/2001
C-2.00 Residential Treatment Center for Children & Adolescents HH67 10/01/2016
T-1.01 Tissue Banks 9F2G 12/14/2001
T-2.01 Toxicology JPJI 11/01/2010
T-4.01 Transitional Living Facility B6X9 11/07/2016

Federal Regulations

Last Update -- November 2, 2016

These regulations, combined with the findings, print as the CMS-2567 Form, which is given to the facility.

Version Facility/Service Type Aspen ID Effective Date
A-24.00 Acute Care Hospital FA24 08/20/2015
Q-08.02 Ambulatory Surgical Centers FQ08 06/12/2015
D-09.00 CLIA Regulations FD05 01/01/2016
M-01.00 Community Mental Health Center 3801 10/29/2014
I-09.00 Comp Outpatient Rehab Facility (CORF) FC09 11/03/2004
C-06.01 Critical Access Hospitals 6R90 08/05/2015
V-10.01 End Stage Renal Disease FV10 03/01/2010
G-10.05 Home Health Agencies D10F 03/01/2010
L-03.03 Hospice ZZ7C 11/01/2009
W-07.02 ICF/IID Regulations FW02 09/02/2015
F-14.02 Long Term Care Facilities FF09 07/01/2014
K-03.00 LSC 2012 ASC and ESRD Existing K309 11/01/2016
K-02.00 LSC 2012 ASC and ESRD New K310 11/01/2016
K-03.00 LSC 2012 Health Existing K307 11/01/2016
K-03.00 LSC 2012 Health New K308 11/01/2016
K-03.00 LSC 2012 ICF/IID Existing K311 11/01/2016
K-03.00 LSC 2012 ICF/IID New K312 11/01/2016
Z-02.01 Organ Procurement FZ02 09/02/2015
I-09.00 Outpatient Physical Therapy FT09 01/01/2012
H-06.00 Portable X-Ray Requirements QYN6 05/29/2003
B-05.01 Psychiatric Hospitals FB01 09/02/1996
N-02.00 Psychiatric Residential Treatment Facilities Q601 11/28/2014
R-01.00 Relig Nonmed Healthcare Instit Z6JO 07/23/2004
J-07.02 Rural Health Clinics FJ07 06/12/2015
X-02.01 Transplant Centers FX02 08/12/2014
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